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ETF Overlap Analysis

Understanding how Equily detects shared holdings between your ETFs and calculates their impact on your EPR diversification factor.

What is ETF Overlap?

ETF overlap occurs when multiple ETFs in your portfolio hold the same underlying stocks. Even though you may hold different funds with different names, they might invest in many of the same companies.

Example: A total US market ETF (like VTI) and an S&P 500 ETF (like VOO) both hold Apple, Microsoft, Amazon, and other large US companies. The S&P 500 represents approximately 80% of the total US market by capitalization, resulting in significant overlap.

Equily's analysis examines the actual holdings of each ETF in your portfolio to calculate how much of your investment is in stocks held by multiple funds.

Why ETF Overlap Matters

When multiple ETFs hold the same stocks, your portfolio may be less diversified than it appears. Understanding overlap helps you see your effective diversification rather than just counting the number of funds you hold.

Effective vs Nominal Diversification

Holding 5 ETFs doesn't mean you have 5x the diversification. If those ETFs share significant holdings, your effective exposure to unique securities may be much lower than expected.

Correlation Effect

Overlapping holdings tend to move together. When two ETFs hold the same stocks, gains and losses in those stocks affect both positions simultaneously. This correlation is factored into the EPR diversification assessment.

Concentration Amplification

If Apple represents 7% of ETF1 and 5% of ETF2, and you hold both, your combined Apple exposure is higher than either fund alone would suggest. This can amplify single-stock concentration.

EPR calculates your effective diversification by analysing actual holdings overlap, providing a more accurate picture than simply counting funds.

How We Detect Overlap

For each pair of ETFs in your portfolio, Equily:

1
Fetches Holdings Data

Retrieves the underlying holdings of each ETF from financial data providers.

2
Identifies Shared Holdings

Compares holdings across ETFs to find stocks that appear in both funds.

3
Calculates Overlap Contribution

For each shared holding, calculates the overlap contribution using the minimum weight approach. If Apple is 7% of ETF1 and 5% of ETF2, the overlap contribution is 5%.

4
Applies Your Allocations

Multiplies the overlap by your allocation to each fund to determine the portfolio-level impact.

Portfolio Impact Calculation

The portfolio impact represents what percentage of your total portfolio is invested in stocks held by both funds:

Portfolio Impact = (Allocation to ETF1 + Allocation to ETF2) × Overlap %

Example:

  • • You hold 30% VTI and 20% VOO
  • • VTI and VOO have 80% overlap in holdings
  • • Portfolio impact: (30% + 20%) × 80% = 40%
  • • This means 40% of your portfolio is in stocks held by both funds
Impact on EPR Diversification Factor

ETF overlap affects the Diversification factor in your EPR score. Here's how the impact levels work:

Low Impact— Minor effect on EPR diversification score
Medium Impact— Moderate effect on EPR diversification score
High Impact— Significant effect on EPR diversification score
Severe Impact— Major effect on EPR diversification score

EPR calculates your effective diversification - accounting for overlap between funds rather than just counting the number of ETFs you hold.

Common Overlap Scenarios

Some fund combinations have structural overlap due to how they're constructed:

Total Market + Large Cap

Total market ETFs (VTI, ITOT) contain all the stocks in large cap ETFs (VOO, SPY). The S&P 500 represents approximately 80% of the total US market by capitalization.

Global + Regional

Global ETFs (VT, VWRL) contain stocks from regional ETFs (VTI, VEA, VWO). The overlap varies based on regional allocation within the global fund.

Sector + Broad Market

Sector ETFs (XLK, VGT) hold stocks that are also in broad market ETFs. The overlap depends on the sector's weight in the broader index.

Data Source: Holdings data is provided by financial data providers and may only include top positions for some funds. This analysis is for educational purposes and does not constitute investment advice.

See how ETF overlap affects your portfolio's EPR diversification factor.